Search for: "Canez"
Results 1 - 4
of 4
Sorted by Relevance
|
Sort by Date
29 Oct 2009, 6:25 am
The criminal complaint alleges that in the commission of the offenses Weston and Canez personally used a handgun. [read post]
2 Oct 2018, 5:40 am
According to FINRA Disciplinary actions for September 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Denise Canez John Drill Northwestern Mutual Investment Services LLC Robert Baird & Co Incorporated Glenn Grosek Citizens… [read post]
18 Dec 2018, 11:08 am
According to FINRA Disciplinary actions for November 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Denise Canez James Flynn IFS Securities Voya Financial Advisors, Inc Glenn Grosek Citizens Securities, Inc Pruco Securities, LLC… [read post]
9 Sep 2008, 12:31 pm
Sarah Canez' mother was born in Canada. [read post]
